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This article appeared in the September 2020 Journal of Financial Service Professionals. 

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This article appeared in the July 2020 Journal of Financial Service Professionals. 

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Program Overview On February 12, 2021, the U.S. Department of Labor’s Employee Benefits Security Administration (EBSA) confirmed that “Improving Investment Advice for Workers & Retirees,” (the Prohibited Transaction Class Exemption) an exemption for investment advice fiduciaries, goes into effect as scheduled on Feb. 16, 2021. As this presentation is being prepared, EBSA will be coming [...]

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