- February 16, 2021
- 3:00 pm ET / 2:00 pm CT / 1:00 pm MT / 12:00 pm PT
- February 19, 2021
- 12:00 pm ET / 11:00 am CT / 10:00 am MT / 9:00 am PT
With Regulation Best Interest (BI) going into effect July 1, what will be the impact on how financial advisors service their clients on a daily basis? Layer on top of that the changes to retirement planning created by the SECURE Act as well as the annual lists from FINRA and the SEC of each agency’s [...]
This article appeared in the January 2020 Journal of Financial Service Professionals.