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Time will tell if Regulation Best Interest (Regulation BI) really helps provide clarity for the profession and clients. However it is already very clear that Regulation BI does not respect the history, nor advance the strong legacy, of looking out for a client’s best interest under the fiduciary duty of loyalty. Author: James Pasztor, MSF, [...]

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This article appeared in the January 2020 Journal of Financial Service Professionals.

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