With Regulation Best Interest (BI) going into effect July 1, what will be the impact on how financial advisors service their clients on a daily basis? Layer on top of that the changes to retirement planning created by the SECURE Act as well as the annual lists from FINRA and the SEC of each agency’s [...]
This article appeared in the September 2019 Journal of Financial Service Professionals.
This article appeared in the March 2020 Journal of Financial Service Professionals.
Program Overview A deferred-compensation plan is an employer-sponsored benefit for chosen employees in which participating employees defer a portion of their annual income into the plan before taxes and the employer promises to distribute that money, plus any earnings and additional employer contributions, at a future time. These plans can help employees save beyond 401(k) [...]